Check the background of our Investment Professionals on FINRA's BrokerCheck​ »
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Our Qualifications
Our Associates are a diversified, professional team who has earned industry respected degrees and designations including:​
CFP®
Certified Financial Planner
ChFC®
Chartered Financial Consultant
MSFS
Master of Science in Financial Services
AEP®
Accredited Estate Planner
RICP®
Retirement Income Certified Professional
CSA®
Certified Senior Advisor
CLU®
Chartered Life Underwriter
LUTCF
Life Underwriting Training Council Fellow
Our team also hold a variety of industry-recognized securities licenses. These certifications enable our associates to provide a wide range of specialized financial services.
Among the most common licenses held by our professionals are:
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Series 7
This license allows financial advisors to buy and sell most types of securities. It's considered the most comprehensive license for financial advisors.
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Series 63
This license is required to conduct business in a state and is required for stockbrokers. It covers state laws and regulations.
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Series 6
This license allows financial advisors to sell packaged securities like mutual funds and variable annuities.
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Series 65
This license allows financial advisors to offer investment advisory services. It covers state regulations and allows license holders to give advice.
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Series 66
This license is required for financial professionals who want to qualify as both securities agents and investment adviser representatives.
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